Selected Statutes Rules and Forms, 2017 Supplement

Author: James D. Cox,Robert W. Hillman,Donald C. Langevoort

Publisher: Wolters Kluwer Law & Business

ISBN: 145488245X

Category:

Page: 1118

View: 5891

Securities Regulation: Selected Statutes Rules and Forms: 2017 Supplement
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2017 Edition

Author: Stephen Choi,Adam Pritchard

Publisher: Foundation Press

ISBN: 9781683286370

Category:

Page: 766

View: 7749

Receive complimentary lifetime digital access to the eBook with new print purchase. This statutory supplement includes the most widely referenced statutory sections, rules, and forms, from the Securities Act of 1933, the Securities Exchange Act of 1934, the Sarbanes-Oxley Act and changes from the JOBS Act.
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Author: James D. Cox,Robert W. Hillman,Donald C. Langevoort

Publisher: Aspen Publishers

ISBN: 9780735569362

Category: Law

Page: 927

View: 368

Designed specifically for the Securities Regulation course, this statutory supplement contains all of the relevant statutes, rules, and forms needed--in a remarkably concise and uncluttered format. A highly effective teaching tool, it is the ideal complement to any casebook for Securities Regulation, including but not exclusive to the authors' own Securities Regulation: Cases and Materials, Fifth Edition. The 2007 Edition features: The Securities Exchange Act of 1934: Rules and Forms Rule 14a-16. Internet Availability of Proxy Materials Section 15A(14), the new military sales clause Regulation; S-K, S-X, M, M-A, AC, FD, and G Regulation S-K: Item 308T. Internal Control over Financial Reporting Item 407. Corporate Gove Regulation S-X: Rule 2-02T. Accountants' Reports and Attestation Reports on Management's Assessment of Internal Control Over Financial Reporting Securities Act of 1933 Rules and Forms Rules of Practice and Investigations (Standards of Professional Conduct for Attorneys) Staff Accounting Bulletins Sarbanes-Oxley Act 2002 Investment Advisers Act of 1940 Advisers Act Rules Investment Company Act of 1940 Investment Company Act Rules
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Selected Statutes, Rules and Forms

Author: Thomas Lee Hazen

Publisher: N.A

ISBN: 9780314247698

Category: Securities

Page: 1463

View: 6869

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Selected Statutes, Regulations and Forms

Author: Howell E. Jackson,Edward L. Symons, Jr.

Publisher: West Legalworks

ISBN: 9780314235015

Category: Business & Economics

Page: 514

View: 1302

This volume of selected statutes and regulations is designed to supplement the casebook, Regulation of Financial Institutions (1999) by Jackson and Symons. It includes selected statutes and regulations applicable to depository institutions, insurance companies, pension plans, securities firms, capital markets, investments advisers, and investment companies in the United States.
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Cases and Materials

Author: Richard W. Jennings,Harold Marsh

Publisher: N.A

ISBN: N.A

Category: Securities

Page: 992

View: 534

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Selected Statutes Rules and Forms 2016

Author: Cox,Donald C. Langevoort,Hillman, Priscilla

Publisher: Aspen Publishers

ISBN: 9781454875499

Category:

Page: 1152

View: 6635

Securities Regulation: Selected Statutes, Rules, and Forms, 2016 Supplement
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cases, comments, questions

Author: Roger C. Cramton

Publisher: West Group

ISBN: N.A

Category: Law

Page: 743

View: 908

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cases and materials

Author: David L. Ratner,Thomas Lee Hazen

Publisher: West Publishing Company

ISBN: N.A

Category: Business & Economics

Page: 1062

View: 8027

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Author: David Westfall

Publisher: West Group

ISBN: N.A

Category: Law

Page: 1134

View: 1431

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teaching materials

Author: Richard E. Speidel,Robert S. Summers,James J. White

Publisher: West Group

ISBN: N.A

Category: Business & Economics

Page: 582

View: 8376

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